Debt and Investments

The Debt and Investments and Cash Management unit of the Administrative Services Department is responsible for three main functions related to the City's financial management.


Debt Management

Work with City departments in the issuance of new City debt including:


Investment Management

Work with External Portfolio Manager on:

  • Investment strategy development
  • Trade execution
  • Credit review
  • Compliance activities


Investment Policy


Cash Management

Oversee services including:

  • Cash flow/liquidity forecasting
  • City's relationships with various financial services providers
  • Development and implementation of citywide banking policies and services


Internally, management of debt and investments based on cash management for deposit and receipt information upon which:

  • Investment and cash flow determinations are made
  • Debt is paid
  • Financial information is reported as required by federal, state, and City laws and regulations


IRMA Exception Letter 

By publicly posting the written disclosure contained in the link below, the City of Stockton intends market participants to receive and use it for purposes of the independent registered municipal advisor exemption to Rule 158 of the Securities and Exchange Commission regarding Registration of Municipal Advisors (SEC Municipal Advisor Rule).




External Links

There are currently no external links.

This City of Stockton web page last reviewed on --- 10/17/2023